Over the past few years, the Financial Services industry has witnessed unprecedented levels of regulatory activity. Not just in the US but across the globe, the wind of financial reform is blowing and dramatically impacting the activities of players in the sector. A more stringent regulatory environment is the new normal.

Although details of some rules still need to be further defined, it is quite clear you won’t escape compliance with one or more of the following initiatives:

  • Basel II & Basel III
  • CFTC Interim Compliant Identifier (CICI)
  • Dodd-Frank Act
  • FATCA (Foreign Account Tax Compliance Act)
  • Form PF (Private Fund)
  • Large Trader Reporting
  • Large Exposures
  • Large Positions rules (US Treasury)
  • LEI (Legal Entity Identifier)
  • OFAC (Office of Foreign Assets Control)
  • FSA Single customer View
  • Solvency II

You may think many of these mandates do not affect you but think again! Whether you’re a sell-side or a buy-side firm, you need to make sure you have the appropriate architecture/infrastructure in place.

All these rules and regulations have at least one thing in common: you will not be able to comply if you are unable to build and maintain a clear picture of the entities you interact with. Joss Technology works for you and with you to put in place the right framework and processes. Our solutions will give you peace of mind knowing your reporting is accurate and that you can provide full transparency to regulators, auditors and investors.